Andy Southworth, CFP®, CRC®, CLTC® Investment Planning Specialist 502-394-0400

My Philosophy
I am a big believer in comprehensive financial planning. I focus most of my time on developing financial plans and analyzing investments. A written financial plan can help a client set goals, develop a strategy to meet those goals, and track their performance. Financial planning is offered through LPL Financial.

Formal Education & Experience
Bachelors of Arts Degree in Business – Hanover College, 1999
Series 7, 63, 65 securities registrations held with LPL Financial along with Life and Health licenses in Indiana, Kentucky, Michigan, Missouri, North Carolina, and Ohio.
Securities registration in the following states: Florida, Indiana, Kentucky, Michigan, Minnesota, Missouri, Mississippi, North Carolina, Ohio, and Texas.
Registered Representative with Edward Jones in Louisville, KY from 1999 – 2002
Financial Advisor with AXA Advisors in Louisville, KY from 2002 – 2005
Financial Advisor with New England Financial in Louisville, KY from 2005 – 2006
Financial Planner with Kentucky Planning Partners in Louisville, KY from 2007 – present

Professional Credentials
CFP® – Certified Financial Planner™ Practitioner
CLTC® – Certification in Long Term Care Insurance
CRC® – Certified Retirement Counselor

Memberships
Financial Planning Association (FPA)
Executives Club of Louisville

Civic Involvement
Lyndon Area Business Association
Junior Achievement

Personal
I have been married for 9 months to my wife Carrie. She has an orthodontics practice in Mount Washington, KY.