Bradley G. Barnett, CFP® CERTIFIED FINANCIAL PLANNER™ Practitioner Senior Vice President/ Investment Services 502-394-0400

My Philosophy
Simply stated, Brad is a trustworthy, analytical counselor and money manager. Since 1977, he has conscientiously avoided conflicts of interest and strived to do the right thing for his clients. Living up to this guiding principle has led to mutual success. Brad's specialties include "hands on" asset management utilizing a fee-based approach, where he has an aligned interest with the client in the growth of their portfolio. He employs an active, contrarian, tactical style using both fundamental and technical analysis. There is no substitute for Brad's decades of experience in this regard.

He is also a firm believer in his other specialty: providing promissory retirement options/strategies using guaranteed living benefits available within a dynamic, insurance-based platform.

Brad is committed to understanding his client's needs and providing them only the very best financial strategies, tailored individually to help them at every stage of life.

Formal Education and Experience
Bachelor of Business Administration (with high distinction and departmental honors)-University of Kentucky 1976
Series 3, 7, 8, 9, 63, and 65 registrations held with LPL Financial, along with Life and Health licenses in KY, IN, OH, FL, and NJ.
Securities Registrations in KY, IN, PA, OH, NJ, FL, and Puerto Rico
CFP® Professional Education Program- College of Financial Planning, Denver, Colorado 1989
2007-2010 CFP®, Senior Financial Advisor/Associate VP- Ameriprise Financial Inc., Louisville, KY.
2004-2007 CFP®, First VP/ Investments- Merrill Lynch, Louisville, KY.
1994-2004 CFP®, First VP/ Branch Manager- Advest, Inc., Louisville, KY.
1989-1994 CFP®, First VP/ Assistant Branch Manager- Shearson Lehman Brothers, Louisville, KY.
1981-1988 First VP/ Assistant Branch Manager- E.F. Hutton, Louisville, KY.
1977-1981 Investment Broker- Painewebber, Louisville, KY.

Professional Credentials, Awards, Recognition
CFP®- CERTIFIED FINANCIAL PLANNER™-Practitioner
Prudential Annuities Masters Council
Advest "Top Ten" award- Insurance
Advest "Top Ten" award- Nasdaq Trading
"Who's Who" in Accounting & Financial Services- Business First of Louisville
Advest President's Club
E.F. Hutton Blue Chip Council

Civic Involvement
Charter Member, Past Treasurer- Middletown Rotary Club
Life Member- University of Kentucky Alumni Association
Financial Planning Association

Personal
Brad has been married for 22 years to his wife Karen and has two children, Kristin, age 19, and Chase, age 17. Though he recently sold his family cabin where they spent much of the last decade on the water, Brad can still be found improving and camping on a large wilderness tract near Nolin Lake amidst God's awesome beauty.

Securities and Advisory services offered through LPL Financial,
A Registered Investment Advisor- Member FINRA/SIPC