Sally Smith LPL Registered Administrative Assistant 502-394-0400

My Philosophy
As a Registered Sales Assistant, I am responsible for servicing client’s administrative needs throughout their financial planning process. I believe in a sound, hands-on approach to managing the physical aspects of our clients’ portfolios and rely on proc-esses and procedures to increase efficiencies. I utilize my ex-perience to listen and understand their goals.

Formal Education & Experience
Series 7 & 63 securities registrations held with LPL Financial
Registered Sales Assistant with Hilliard Lyons - Charlotte, NC 1992-1997
Registered Sales Assistant with Hilliard Lyons - Louisville, KY 1997-2000
Registered Sales Assistant with Smith Barney - Louisville, KY 2000-2009
Registered Sales Assistant - Kentucky Planning Partners 2010

Professional Credentials
CRPS® – Chartered Retirement Plan Specialist

Civic Involvement
Volunteer, The LUCI Center – Shelbyville, KY
Volunteer, Louisville Science Center – Louisville, KY

Personal
Born and raised in Ohio, I have lived in Kentuckiana for over 10 years. When I am not spending time with friends, you can find me sewing, reading or doing yard work.