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9300 Shelbyville Road
Suite. 1310
Louisville, KY 40222

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Kentucky Planning Partners

502-394-0400

 
Sonia Goforth

Sonia Goforth

Chief Compliance Officer

My career of over twenty two years in the financial services industry has been dedicated to helping clients pursue their financial goals and assisting financial advisors with business growth and development.  I’m committed to making sure business is done in the best interest of the clients and to the most ethical of standards. 

I believe investment success is not simply a rate of return.  It is the ability to pursue the goals and dreams everyone has for their life no matter how big or small. Accomplishing this should always be through a dedicated effort between the client and their advisor, and should always put the client’s interests first. 

Formal Education

Series 07,09,10,and 63 held with LPL Financial 

Series 65 license held with KPP Advisory Services

Registered for Securities in the following states:

AK, AL, CA, CO, DE, FL, GA, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NH, NY, OH, OK, PA, PR, RI, SC, TN, TX, VA, VT.

Registered as IAR in the following states:

KY

Associates Degree Paralegal Studies – Sullivan University

 Experience 

Branch Administrator with Wells Fargo Advisors – New Albany, IN   2009-2015

Branch Administrative Assistant with Wells Fargo Advisors/Wachovia Securities – Lexington, KY  2003-2009

Financial Advisor with Wachovia Securities/Prudential Securities – Lexington, KY  1999-2003

Client Service Assistant with Prudential Securities – Lexington, KY  1995-1999

Community Involvement

Executive Committee Member Women Leading Kentucky 2014 – Present

Sponsorship Associate Director Keeneland Concours d’Elegance, Lexington, KY 2015-Present

Habitat for Humanity volunteer

Published Author & Owner Pendem Publications

 Personal

I enjoy spending time with family and friends, reading and crafts, however, my first love is writing.  I am currently working on my second book, a novel, and publishing my first children's book illustrated by my mother.  I have been married for 25 years and I have two grown children with a very large extended family.