Simply stated, I am a trustworthy, analytical counselor and money manager. Since 1977, I have provided objective advice for my clients. My specialties include "hands on" asset management utilizing a fee-based approach, where I have an aligned interest with the client in the growth of their portfolio. I employ an active, contrarian, tactical style using both fundamental and technical analysis. There is no substitute for my decades of experience in this regard.
I am also a firm believer in other specialties: providing retirement strategies available within a dynamic, insurance-based platform.
I am committed to understanding my client's needs and providing them only the very best financial strategies, tailored individually to help them at every stage of life.
Formal Education and Experience
Bachelor of Business Administration (with high distinction and departmental honors)-University of Kentucky 1976
Series 05,07,08,31,63 registrations held with LPL Financial
Series 65 license held with KPP Advisory Services
Registered as IAR in the following states: IN, KY, NC, OH
Life and Health licenses in KY, IN, OH, FL, and NJ.
Securities Registrations in FL, IN, KY, MO,NC, NY, OH, PA
CFP® Professional Education Program- College of Financial Planning, Denver, Colorado 1989
2007-2010 CFP®, Senior Financial Advisor/Associate VP- Ameriprise Financial Inc., Louisville, KY.
2004-2007 CFP®, First VP/ Investments- Merrill Lynch, Louisville, KY.
1994-2004 CFP®, First VP/ Branch Manager- Advest, Inc., Louisville, KY.
1989-1994 CFP®, First VP/ Assistant Branch Manager- Shearson Lehman Brothers, Louisville, KY.
1981-1988 First VP/ Assistant Branch Manager- E.F. Hutton, Louisville, KY.
1977-1981 Investment Broker- Painewebber, Louisville, KY.
Professional Credentials, Awards, Recognition
CFP®- CERTIFIED FINANCIAL PLANNER™-Practitioner
"Who's Who" in Accounting & Financial Services- Business First of Louisville
Advest President's Club
E.F. Hutton Blue Chip Council
Charter Member, Past Treasurer- Middletown Rotary Club
Life Member- University of Kentucky Alumni Association
Financial Planning Association
Friends of Nolin Lake
Brad has been married for 25 years to his wife Karen and has two children, Kristin, age 21, and Chase, age 19. Though he recently sold his family cabin where they spent much of the last decade on the water, Brad can still be found improving and camping on a large wilderness tract near Nolin Lake amidst God's awesome beauty.