
Denis Dixon ADV 2(b) Brochure
I believe success should be measured not just by your financial well-being, but by how confident you feel about the future. My mission is to help you pursue your financial goals through a relationship based on personalized advice, backed by a team of professionals who specialize in all aspects of asset management; I have the resources to support your financial needs.
Formal Education & Experience
Bachelor of Arts – Eastern Kentucky University – Richmond Kentucky
Series 07 registration held with LPL Financial
Series 66 license held with KPP Advisory Services and LPL Financial.
Registered as IAR in the following state: FL, KY
Registered for Securities in the following states:
FL, GA, IN, KY, NY, OH, SC
Financial Advisor with UBS Financial Services – Kentucky 2002-2008
Financial Advisor with Ameriprise Financial – Kentucky 2008-2012
LPL Financial 2012- 2017
KPP Advisory Services 2017-present
Personal
I live in Louisville, KY with my wife Kerri and our children, Andrew and Allison. I am an avid golfer and runner.