Investment Advisor Representative
Life is a journey. As my client, we are in this together. I appreciate how hard you have worked to earn your money and I know how managing your finances in today’s volatile world can be challenging and stressful. My goal is to simplify the complex world of investing, from helping clients realize the goal of retiring early or buying a new home, to simply saving money on insurance and adjusting their investment mix. I believe personalized financial planning and investment management can make a significant impact on my client’s future.
My services include Wealth Management, Investment Advice, Retirement Planning, Individual and Trust Investment Accounts, Individual Retirement Accounts (IRA), College Savings Plans, Life and Disability Insurance Planning, Employer Sponsored Retirement Plans (401k).
I am an independent Investment Advisor Representative. I do not use proprietary products. I seek to only act in my client’s best interest, providing professional advice and independent recommendations.
LPL Financial Representatives offer access to Trust Services through The Private Trust Company N.A., an affiliate of LPL Financial.
Education and Experience
BS Marketing, Ball State University 1989
Series 7 and 63 registrations held with LPL Financial
Series 66 held with KPP Advisory Services
Registered for Securities in the following states: GA, IN, KY, MD, OH, SC
Registered as a IAR in the following states: IN, KY
Life, Health, and Variable licenses in AL, AR, AZ, FL, GA IN, KY, OH, TN
Benefits Advisor |R.H. Clarkson Financial Services, Inc.
Louisville, KY 2006-2021
Marketing Director | CHA Health
Lexington, KY 2003-2006
Marketing Director, West Coast Region |Transamerica Investment Management
Louisville, KY 2000-2003
My wife of 27 years and I have two children and reside in the Greater Louisville area. Away from work, I enjoy golfing, playing guitar, and spending time at the lake with friends and family.