Investment Advisor Representative
I believe one of my most important responsibilities is to understand my clients and to help them understand their financial plan. During turbulent markets, this understanding of what is going on helps reduce stress on all sides. My process is to listen to my clients to discover their current financial situation, help them pursue their financial goals, then develop and implement a plan to help them address their goals and dreams. My previous experience, as a CPA, gives me another perspective and enhances my ability to work with clients in developing a comprehensive financial plan.
Securities Registrations & Experience
Series 7 and 66 registrations held with LPL Financial
Series 66 registration also held with KPP Advisory Services
Registered for Securities in the following states: CA, FL, GA, IN, KY, MI, NC, OH.
Life and Health insurance licenses in IN, KY
Registered as IAR in the following states: IN, KY
Financial Advisor with UBS Financial Services – 2001 - 2009
Registered representative with LPL Financial 2009 – Present
MBA, Bellarmine University
Bachelors of Science in Accounting, University of Kentucky
Epiphany Catholic Church
Originally from Henderson, Kentucky, I have lived in Louisville for over 30 years. Running, hiking, UK basketball, and spending time with friends and family keeps me busy when I am not at the office. I have completed one full marathon, 41 half marathons, and several short triathlons. My Shih Tzu mutt, Tucker, rescued me seven years ago.